All sections · Part VI: Membership · Sub-Part II: Register of members
106 上場企業の会員名簿
This section has been amended. The text above is the 2016 wording; the amending provisions follow.
(1) (証券法の意味における)上場会社は、登録機関に書面で、セーシェル国内の登録事務所以外の場所で会員名簿を保管する許可を申請することができる。
(2) 登録機関は、その裁量で、(1)項に基づく上場会社の申請を承認もしくは却下するか、またはかかる申請を承認するために適切と思われる条件を課すことができる。
(3) 上場会社が、(1)項に基づき承認された場所で会員名簿を管理する場合には、以下のとおりとする。
(a) 登録機関の書面による事前の同意なしに、会員の登録を維持する場所を変更しない。
(b) 登録機関が(1)項に基づく承認を与えてから14日以内に，その登録代理人に，その会員名簿が所在する場所の住所を書面で通知する。
(c) 会員名簿の所在地が変更された場合は、14日以内に、変更後の所在地を登録代理人に書面で通知する。
(d) (4)項に従い、会員名簿の写しを登録事務所に保管し、名簿に変更があった場合は、14日以内に登録代理人に更新された名簿の写しを提供する。
(4) 会社は、(3)(d)項に基づく要求を遵守する代わりに、登録機関の書面による事前の同意を得て、登録機関が適切と考える条件で、その登録代理人に電子的または他の方法でその会員名簿への即時アクセスを提供することができる。
(5) 上場会社が証明書付株式および非証明書付株式の両方を発行しているか、または発行する可能性がある場合、登録機関の書面による事前の同意を得て、登録機関が適当と考える条件に従って、2つのサブ登録を維持することができ、それらは一緒になって会社のメンバー登録を構成する。
(6) 本節の要件に違反した会社は、500ドルの罰則と、違反が継続する1日またはその一部につき25ドルの追加罰則を負うものとします。
(7) 本条に基づく違反行為を故意に許可した取締役は、500ドルの罰則と、違反行為が継続する1日またはその一部ごとに25ドルの追加罰則を負う。
(2) 登録機関は、その裁量で、(1)項に基づく上場会社の申請を承認もしくは却下するか、またはかかる申請を承認するために適切と思われる条件を課すことができる。
(3) 上場会社が、(1)項に基づき承認された場所で会員名簿を管理する場合には、以下のとおりとする。
(a) 登録機関の書面による事前の同意なしに、会員の登録を維持する場所を変更しない。
(b) 登録機関が(1)項に基づく承認を与えてから14日以内に，その登録代理人に，その会員名簿が所在する場所の住所を書面で通知する。
(c) 会員名簿の所在地が変更された場合は、14日以内に、変更後の所在地を登録代理人に書面で通知する。
(d) (4)項に従い、会員名簿の写しを登録事務所に保管し、名簿に変更があった場合は、14日以内に登録代理人に更新された名簿の写しを提供する。
(4) 会社は、(3)(d)項に基づく要求を遵守する代わりに、登録機関の書面による事前の同意を得て、登録機関が適切と考える条件で、その登録代理人に電子的または他の方法でその会員名簿への即時アクセスを提供することができる。
(5) 上場会社が証明書付株式および非証明書付株式の両方を発行しているか、または発行する可能性がある場合、登録機関の書面による事前の同意を得て、登録機関が適当と考える条件に従って、2つのサブ登録を維持することができ、それらは一緒になって会社のメンバー登録を構成する。
(6) 本節の要件に違反した会社は、500ドルの罰則と、違反が継続する1日またはその一部につき25ドルの追加罰則を負うものとします。
(7) 本条に基づく違反行為を故意に許可した取締役は、500ドルの罰則と、違反行為が継続する1日またはその一部ごとに25ドルの追加罰則を負う。
Translation for information only. Only the English original is legally binding.
Original wording (English, legally binding): Register of members of listed companies
(1) A listed company (as defined in the Securities Act) may apply in writing
to the Registrar for approval to keep its register of members at a location
in Seychelles at a place other than its registered office.
(2) The Registrar may in its absolute discretion approve or decline an
application by a listed company under subsection (1) or impose such
conditions as it may think fit in relation to approving any such
application.
(3) Where a listed company keeps its register of members at an approved
location pursuant to subsection (1), it shall —
(a) not, without the Registrar‘s prior written approval, change the
location of where it keeps its register of members;
(b) within 14 days of an approval given by the Registrar under
subsection (1), notify in writing its registered agent of the
address of the location at which its register of members is kept;
(c) within 14 days of any change in the location at which its register
of members is kept, notify in writing its registered agent of the
changed location; and
(d) subject to subsection (4), keep a copy of its register of members
at its registered office and, where there is any change in the
register, provide the registered agent with an updated copy of
the register within 14 days.
(4) In lieu of complying with the requirement under subsection (3)(d), a
company may, with the prior written approval of the Registrar on such
conditions as the Registrar may think fit, give its registered agent
electronic or other instant access to its register of members.
(5) In the event that a listed company issues or may issue both certificated
and uncertificated shares, it may, with the prior written approval of the
Registrar on such conditions as the Registrar may think fit, keep two sub-
registers of members which shall together constitute the company‘s
register of members.
(6) A company that contravenes any requirement of this section shall be
liable to a penalty fee of US$500 and an additional penalty fee of US$25
for each day or part thereof during which the contravention continues.
(7) A director who knowingly permits a contravention under this section
shall be liable to a penalty fee of US$500 and an additional penalty fee
of US$25 for each day or part thereof during which the contravention
continues.
to the Registrar for approval to keep its register of members at a location
in Seychelles at a place other than its registered office.
(2) The Registrar may in its absolute discretion approve or decline an
application by a listed company under subsection (1) or impose such
conditions as it may think fit in relation to approving any such
application.
(3) Where a listed company keeps its register of members at an approved
location pursuant to subsection (1), it shall —
(a) not, without the Registrar‘s prior written approval, change the
location of where it keeps its register of members;
(b) within 14 days of an approval given by the Registrar under
subsection (1), notify in writing its registered agent of the
address of the location at which its register of members is kept;
(c) within 14 days of any change in the location at which its register
of members is kept, notify in writing its registered agent of the
changed location; and
(d) subject to subsection (4), keep a copy of its register of members
at its registered office and, where there is any change in the
register, provide the registered agent with an updated copy of
the register within 14 days.
(4) In lieu of complying with the requirement under subsection (3)(d), a
company may, with the prior written approval of the Registrar on such
conditions as the Registrar may think fit, give its registered agent
electronic or other instant access to its register of members.
(5) In the event that a listed company issues or may issue both certificated
and uncertificated shares, it may, with the prior written approval of the
Registrar on such conditions as the Registrar may think fit, keep two sub-
registers of members which shall together constitute the company‘s
register of members.
(6) A company that contravenes any requirement of this section shall be
liable to a penalty fee of US$500 and an additional penalty fee of US$25
for each day or part thereof during which the contravention continues.
(7) A director who knowingly permits a contravention under this section
shall be liable to a penalty fee of US$500 and an additional penalty fee
of US$25 for each day or part thereof during which the contravention
continues.
Amended since 2016
Act 32 of 2021 · 2021-08-02
16. Section 106 of the principal Act is amended —
(i) in subsection (6), by repealing the words “of US$500 and an
additional penalty fee of US$50 for each day or part thereof
during which the contravention continues”, and substituting
therefor the words “not exceeding US$10,000”;
(ii) in subsection (7), by repealing the words “of US$500 and an
additional penalty fee of US$50 for each day or part thereof
during which the contravention continues”, and substituting
therefor the words “not exceeding US$10,000”.
(i) in subsection (6), by repealing the words “of US$500 and an
additional penalty fee of US$50 for each day or part thereof
during which the contravention continues”, and substituting
therefor the words “not exceeding US$10,000”;
(ii) in subsection (7), by repealing the words “of US$500 and an
additional penalty fee of US$50 for each day or part thereof
during which the contravention continues”, and substituting
therefor the words “not exceeding US$10,000”.
Act 19 of 2024 · 2024-12-18
6. Section 106 of the principal Act is amended by repealing
subsection (1) and substituting it with the following —
“(1) Where a listed company (as defined in the Securities
Act) wishes to keep its register of members at a location in
Seychelles other than its registered office, the company shall apply
in writing to the Registrar for approval.”
subsection (1) and substituting it with the following —
“(1) Where a listed company (as defined in the Securities
Act) wishes to keep its register of members at a location in
Seychelles other than its registered office, the company shall apply
in writing to the Registrar for approval.”
