All sections · Part V: Shares · Sub-Part III: Transfer of shares
66 通过清算所和投资公司转让证券
(1) 在本节中 -
(a) -批准的规则是指清算机构、公认的外国清算机构、证券设施或公认的外国证券设施有关证券所有权转让的规则和程序，这些规则和程序已由管理局根据协议书面批准。
证券法》或公认的外国监管机构的规定。
(b) -清算机构是指有执照的清算机构。
根据《证券法》。
(c) "公认的外国清算机构 "是指由公认的外国监管机构许可的实体，其许可的业务包括就证券交易提供清算或结算服务，或同时提供两种服务。
(d) "公认的外国监管机构 "是指作为一个
证券法》中的定义。
(e) "公认的外国证券设施 "是指由公认的外国监管机构许可的实体，其许可的业务包括提供证券登记服务或证券保管服务，包括用于结算证券交易的中央证券保管处。
(f) "公认的外国证券交易所 "指的是
证券法》中的定义。
(g) 证券设施是指根据《证券法》授权的证券借贷设施；以及
(h) 塞舌尔证券交易所是指一个有执照的
根据《证券法》，证券交易所。
(2) Vorbehaltlich des Absatzes (3) können Wertpapiere, die von einem an einer Wertpapierbörse der Seychellen oder an einer anerkannten ausländischen Wertpapierbörse notierten Unternehmen ausgegeben werden, –
(a) 以电子形式发布。
(b) 从实物形式转换为电子形式或反之亦然。
(c) 通过电子手段传送。
(3) 尽管本法或任何其他成文法有任何规定，存放在清算机构、经认可的外国清算机构、证券设施或经认可的外国证券设施的证券所有权的转让方法应是按照批准的规则进行转让。
(4) 第(3)款不影响某人向法院申请有关证券所有权或转让的声明或其他命令的权利。
第四小节--分配
(a) -批准的规则是指清算机构、公认的外国清算机构、证券设施或公认的外国证券设施有关证券所有权转让的规则和程序，这些规则和程序已由管理局根据协议书面批准。
证券法》或公认的外国监管机构的规定。
(b) -清算机构是指有执照的清算机构。
根据《证券法》。
(c) "公认的外国清算机构 "是指由公认的外国监管机构许可的实体，其许可的业务包括就证券交易提供清算或结算服务，或同时提供两种服务。
(d) "公认的外国监管机构 "是指作为一个
证券法》中的定义。
(e) "公认的外国证券设施 "是指由公认的外国监管机构许可的实体，其许可的业务包括提供证券登记服务或证券保管服务，包括用于结算证券交易的中央证券保管处。
(f) "公认的外国证券交易所 "指的是
证券法》中的定义。
(g) 证券设施是指根据《证券法》授权的证券借贷设施；以及
(h) 塞舌尔证券交易所是指一个有执照的
根据《证券法》，证券交易所。
(2) Vorbehaltlich des Absatzes (3) können Wertpapiere, die von einem an einer Wertpapierbörse der Seychellen oder an einer anerkannten ausländischen Wertpapierbörse notierten Unternehmen ausgegeben werden, –
(a) 以电子形式发布。
(b) 从实物形式转换为电子形式或反之亦然。
(c) 通过电子手段传送。
(3) 尽管本法或任何其他成文法有任何规定，存放在清算机构、经认可的外国清算机构、证券设施或经认可的外国证券设施的证券所有权的转让方法应是按照批准的规则进行转让。
(4) 第(3)款不影响某人向法院申请有关证券所有权或转让的声明或其他命令的权利。
第四小节--分配
Translation for information only. Only the English original is legally binding.
Original wording (English, legally binding): Transfer of securities through clearing agencies and securities facilities
(1) In this section —
(a) „approved rules“ mean the rules and procedures of a clearing
agency, recognised overseas clearing agency, securities facility
or a recognised overseas securities facility, as the case may be,
relating to the transfer of ownership of securities, which rules and
procedures have been approved in writing by the Authority under
the Securities Act or by a recognized overseas regulatory
authority;
(b) „clearing agency“ means a licensed clearing agency under the
Securities Act;
(c) „recognised overseas clearing agency“ means a company
licensed by a recognized overseas regulatory authority whose
licensed business includes the provision of services for the
clearing or settlement or both in respect of transactions in
securities;
(d) „recognised overseas regulatory authority“ means as defined in
the Securities Act;
(e) „recognised overseas securities facility“ means a company
licensed by a recognized overseas regulatory authority whose
licensed business includes the provision of securities registry
services or securities depository services including a central
securities depository for the settlement of securities transactions;
(f) „recognised overseas securities exchange“ means as defined in
the Securities Act;
(g) „securities facility“ means a licensed Securities Facility under the
Securities Act; and
(h) „Seychelles Securities Exchange“ means a licensed securities
exchange under the Securities Act.
(2) Subject to subsection (3), securities issued by a company listed on a
Seychelles Securities Exchange or on a recognised overseas securities
exchange may be —
(a) issued in electronic form;
(b) converted from physical form to electronic form or vice versa;
(c) transferred by electronic means.
(3) Notwithstanding any other provision of this Act or other written law, the
method of transferring the ownership of securities deposited in or cleared
through a clearing agency, recognised overseas clearing agency, securities
facility or recognised overseas securities facility shall be a transfer made
in accordance with the approved rules.
(4) Subsection (3) is without prejudice of the right of any person to apply to
the Court for a declaration or other order in respect of the ownership or
transfer of securities.
(a) „approved rules“ mean the rules and procedures of a clearing
agency, recognised overseas clearing agency, securities facility
or a recognised overseas securities facility, as the case may be,
relating to the transfer of ownership of securities, which rules and
procedures have been approved in writing by the Authority under
the Securities Act or by a recognized overseas regulatory
authority;
(b) „clearing agency“ means a licensed clearing agency under the
Securities Act;
(c) „recognised overseas clearing agency“ means a company
licensed by a recognized overseas regulatory authority whose
licensed business includes the provision of services for the
clearing or settlement or both in respect of transactions in
securities;
(d) „recognised overseas regulatory authority“ means as defined in
the Securities Act;
(e) „recognised overseas securities facility“ means a company
licensed by a recognized overseas regulatory authority whose
licensed business includes the provision of securities registry
services or securities depository services including a central
securities depository for the settlement of securities transactions;
(f) „recognised overseas securities exchange“ means as defined in
the Securities Act;
(g) „securities facility“ means a licensed Securities Facility under the
Securities Act; and
(h) „Seychelles Securities Exchange“ means a licensed securities
exchange under the Securities Act.
(2) Subject to subsection (3), securities issued by a company listed on a
Seychelles Securities Exchange or on a recognised overseas securities
exchange may be —
(a) issued in electronic form;
(b) converted from physical form to electronic form or vice versa;
(c) transferred by electronic means.
(3) Notwithstanding any other provision of this Act or other written law, the
method of transferring the ownership of securities deposited in or cleared
through a clearing agency, recognised overseas clearing agency, securities
facility or recognised overseas securities facility shall be a transfer made
in accordance with the approved rules.
(4) Subsection (3) is without prejudice of the right of any person to apply to
the Court for a declaration or other order in respect of the ownership or
transfer of securities.
