All sections · Part XX: Obligations Relating To Beneficial Owners
359 公司有责任获得关于实际所有权的信息
(1) 在本节中，"特定 "是指--。
(a) 如果是实益拥有人，可登记的信息；以及
(b) 如果是另一个人，使公司能够与该人联系的任何信息。
(2) 第356(1)条适用的公司必须确定该公司的每个实益拥有人。
(3) 在不限制第(2)款的情况下，第(2)款所针对的实体
356 Abs. 1 gilt, muss jedem, von dem er weiß oder Grund zu der Annahme hat, dass er in Bezug auf ihn ein wirtschaftlicher Eigentümer ist, eine schriftliche Mitteilung zukommen lassen, die den Adressaten verpflichtet –
(a) 说明其是否为该实体的受益所有人；以及
(b) 酌情传达、确认或纠正与他有关的可登记的细节。
(4) 第356(1)条适用的公司，如果知道或有合理理由相信某人知道该公司实益拥有人的身份，或知道可能知道该身份的人的身份，也可根据本条向该人发出书面通知。
(5) Eine Mitteilung nach Absatz (4) kann vom Adressaten verlangen –
(a) 说明收件人是否知道与该实体有关的任何受益所有人的身份，或知道任何可能知道这种情况的人的身份；以及
(b) 如果是这样，提供有关这些人的信息，他们是
在收件人的知情范围内。
(6) 尽管有第(2)至(5)款的规定，公司可在任何时候向公司成员发出书面通知，要求其提供、确认或更正实益拥有人在所持股份方面的可登记细节。
(7) 本节规定的通知应说明收件人必须在通知日期的30天内遵守该通知。
(8) 如果公司已经被书面通知该人作为实益拥有人的身份，并向其提供了所有可登记的细节，则不需要根据本条对实益拥有人采取任何行动或发出任何通知。
(9) 如果公司违反第(2)或(3)款的规定，即为犯罪，一经定罪，可处以不超过50 000美元的罚款。
(a) 如果是实益拥有人，可登记的信息；以及
(b) 如果是另一个人，使公司能够与该人联系的任何信息。
(2) 第356(1)条适用的公司必须确定该公司的每个实益拥有人。
(3) 在不限制第(2)款的情况下，第(2)款所针对的实体
356 Abs. 1 gilt, muss jedem, von dem er weiß oder Grund zu der Annahme hat, dass er in Bezug auf ihn ein wirtschaftlicher Eigentümer ist, eine schriftliche Mitteilung zukommen lassen, die den Adressaten verpflichtet –
(a) 说明其是否为该实体的受益所有人；以及
(b) 酌情传达、确认或纠正与他有关的可登记的细节。
(4) 第356(1)条适用的公司，如果知道或有合理理由相信某人知道该公司实益拥有人的身份，或知道可能知道该身份的人的身份，也可根据本条向该人发出书面通知。
(5) Eine Mitteilung nach Absatz (4) kann vom Adressaten verlangen –
(a) 说明收件人是否知道与该实体有关的任何受益所有人的身份，或知道任何可能知道这种情况的人的身份；以及
(b) 如果是这样，提供有关这些人的信息，他们是
在收件人的知情范围内。
(6) 尽管有第(2)至(5)款的规定，公司可在任何时候向公司成员发出书面通知，要求其提供、确认或更正实益拥有人在所持股份方面的可登记细节。
(7) 本节规定的通知应说明收件人必须在通知日期的30天内遵守该通知。
(8) 如果公司已经被书面通知该人作为实益拥有人的身份，并向其提供了所有可登记的细节，则不需要根据本条对实益拥有人采取任何行动或发出任何通知。
(9) 如果公司违反第(2)或(3)款的规定，即为犯罪，一经定罪，可处以不超过50 000美元的罚款。
Translation for information only. Only the English original is legally binding.
Original wording (English, legally binding): Company‘s duty to seek beneficial ownership information
(1) In this section, „particulars“ means —
beneficial ownership
information
(a) in the case of a beneficial owner, the registrable particulars; and
(b) in the case of any other person, any particulars that will allow the
person to be contacted by the company.
(2) A company to which section 356(1) applies shall identify each beneficial
owner of the company.
(3) Without limiting subsection (2), a company to which section 356(1)
applies shall give written notice to anyone whom it knows or has
reasonable cause to believe to be a beneficial owner in relation to it,
which notice shall require the addressee —
(a) to state whether or not he is a beneficial owner in relation to the
company; and
(b) if so, as applicable to provide, confirm or correct the registrable
particulars relating to him.
(4) A company to which section 356(1) applies may also give written notice
to a person under this section if the company knows or has reasonable
cause to believe that the person knows the identity of a beneficial owner
of the company or knows the identity of someone likely to have that
knowledge.
(5) A notice under subsection (4) may require the addressee —
(a) to state whether or not the addressee knows the identity of a
beneficial owner in relation to the company or knows the
identity of any person likely to have that knowledge; and
(b) if so, to supply any particulars of such persons that are within
the addressee‘s knowledge.
(6) Without limiting subsections (2) to (5), a company may at any time give
written notice to a member of the company to provide, confirm or correct
the registrable particulars of the beneficial owner in relation to the shares
or guarantee membership interest in the company held by the member.
(7) A notice under this section shall state that the addressee is to comply with
the notice within 30 days beginning with the date of the notice.
(8) A company is not required to take steps or give notice under this section
with respect to a beneficial owner if the company has already been
informed in writing of the person‘s status as a beneficial owner in relation
to it, and been supplied with all the registrable particulars.
(9) If a company contravenes subsection (2) or (3), it commits an offence and
is liable on conviction to a fine not exceeding US$50,000.
beneficial ownership
information
(a) in the case of a beneficial owner, the registrable particulars; and
(b) in the case of any other person, any particulars that will allow the
person to be contacted by the company.
(2) A company to which section 356(1) applies shall identify each beneficial
owner of the company.
(3) Without limiting subsection (2), a company to which section 356(1)
applies shall give written notice to anyone whom it knows or has
reasonable cause to believe to be a beneficial owner in relation to it,
which notice shall require the addressee —
(a) to state whether or not he is a beneficial owner in relation to the
company; and
(b) if so, as applicable to provide, confirm or correct the registrable
particulars relating to him.
(4) A company to which section 356(1) applies may also give written notice
to a person under this section if the company knows or has reasonable
cause to believe that the person knows the identity of a beneficial owner
of the company or knows the identity of someone likely to have that
knowledge.
(5) A notice under subsection (4) may require the addressee —
(a) to state whether or not the addressee knows the identity of a
beneficial owner in relation to the company or knows the
identity of any person likely to have that knowledge; and
(b) if so, to supply any particulars of such persons that are within
the addressee‘s knowledge.
(6) Without limiting subsections (2) to (5), a company may at any time give
written notice to a member of the company to provide, confirm or correct
the registrable particulars of the beneficial owner in relation to the shares
or guarantee membership interest in the company held by the member.
(7) A notice under this section shall state that the addressee is to comply with
the notice within 30 days beginning with the date of the notice.
(8) A company is not required to take steps or give notice under this section
with respect to a beneficial owner if the company has already been
informed in writing of the person‘s status as a beneficial owner in relation
to it, and been supplied with all the registrable particulars.
(9) If a company contravenes subsection (2) or (3), it commits an offence and
is liable on conviction to a fine not exceeding US$50,000.
